Broker Check

Bob Lockery, AIF

Director of Corporate Retirement Plans

 


Here To Help You
Practical Retirement Plan Solutions for Employers and Participants

I help business owners, plan fiduciaries, and their employees create and optimize qualified retirement plans that work for both organizations and the individuals within them. 

Guiding employers and employees to understand and make confident retirement decisions. 

Guidance for Plan Sponsors and Fiduciary Committees
Help your employees retire successfully while confidently meeting your fiduciary responsibilities.

Supporting the Leaders Responsible for Retirement Plan Decisions

I partner with organizations that want to strengthen the effectiveness of their retirement plans while meeting their fiduciary obligations with confidence.

  • Business owners and executive leadership teams
  • Plan sponsors and fiduciary committees
  • Human resource leaders overseeing employee benefits
  • Government and municipal organizations
  • Not-for-profit organizations managing retirement programs

Whether an organization is reviewing an existing plan or evaluating new options, I help fiduciaries navigate decisions with clarity and confidence.

30+ Years
Retirement Plan Experience

401(k), ERISA 403(b) and Government Plan Specialist
 design, maintain, and understand effective qualified retirement plans

HR Leaders
seeking administrative excellence and retirement plan best practices

What I Help You With
Supporting the Critical Decisions Behind Your Retirement Plan

If you are responsible for overseeing a retirement plan, you know the decisions involved go far beyond selecting investments. I work directly with plan sponsors and fiduciary committees to help manage the key responsibilities that come with running a successful retirement plan—from fiduciary governance and investment oversight to plan design and participant education. My goal is to help you operate a plan that is well-structured, compliant, and designed to support your employees’ ability to retire successfully.

Fiduciary Guidance & Governance

I help plan sponsors strengthen their fiduciary process and maintain proper oversight of their retirement plan.

  • 3(21) and 3(38) fiduciary support
  • Investment Policy Statement development
  • Investment committee support and documentation
  • Regulatory and compliance guidance

Investment Oversight

A disciplined investment process helps ensure your plan’s investment lineup remains appropriate and competitive.

  • Independent investment analysis
  • Fund lineup monitoring and evaluation
  • Target date fund review
  • Investment performance scorecards

Plan Design & Benchmarking

Retirement plans should be structured to meet both organizational objectives and employee needs. I work with plan sponsors to evaluate and improve plan structure.

  • Plan design evaluation and optimization
  • Fee benchmarking and cost analysis
  • Vendor and recordkeeper due diligence
  • RFP management and provider comparisons

Participant Education & Retirement Readiness

A retirement plan is only effective if employees understand how to use it. I work directly with participants to help them make informed decisions about their financial future.

  • Group financial education workshops
  • One-on-one participant consultations
  • Retirement gap analysis and income planning guidance
  • Ongoing communication and education resources

My goal is simple: to help organizations offer retirement plans that are well-governed, competitively structured, and designed to help employees retire with confidence.

Meet the Retirement Services Team
Helping plan sponsors navigate fiduciary responsibilities with confidence.

Retirement Plan Services

Robert A. Lockery

Robert A. Lockery

Director of Retirement Plans

Robert A. Lockery (Bob) has over 19 years’ experience in the Financial Services industry working with business owners, government agencies, non-profit organizations, and their employees in creating and promoting a top tier qualified...
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Sean Russell

Sean Russell

Director, Wealth Management

Sean is a Director of Premier Wealth Management of the Russell Giammarino Wealth Management Group at Coastline Wealth Management. In serving the needs to individuals, families, businesses and non-profits, Sean focuses on asset...

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Amanda Paz

Client Service Associate

apaz@coastlinewealth.com

Schedule a Confidential Call with Me
Let’s Talk About Your Retirement Plan

If you oversee a retirement plan and want to better understand your fiduciary responsibilities, investment oversight, or plan design options, a conversation can help bring clarity.

Bob works with plan sponsors to evaluate their current plan structure and identify opportunities to strengthen both fiduciary oversight and participant outcomes.

Choose a time that works for your schedule to discuss your organization’s retirement plan and fiduciary responsibilities.

Contact Us
We want to
hear from you

Schedule an appointment with our experienced financial professionals to start building a roadmap towards financial security and prosperity for you and your loved ones.

1303 Main Street
Port Jefferson, NY 11777

info@coastlinewealth.com

(631) 473-1188

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